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Disciplinary Law – Segregated funds and leveraged loans subscribed for prior to the 2008 financial crisis:

November 2015 Donati Maisonneuve, Quebec

Chambre de la sécurité financière v. Qi Hong Zhang, CD00-0937

In March 2008, the respondent, Zhang, advised her clients to subscribe for a segregated fund purchased with a $100,000 leveraged loan. The respondent is accused of neglecting to make an effort to know everything about her clients’ financial situation, and failing to act as a conscientious consultant by using a leveraged loan.

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