The Investment Dealers Association (IDA) appealed to the Court of Queen’s Bench a ruling of the Saskatchewan Financial Services Commission (SFSC) which held that the IDA did not have jurisdiction to prosecute the Respondent for breaches of its Code of Conduct. The Court of Queen’s Bench upheld the SFSC decision. Investment Dealers Association of Canada v. MacBain, 2007 SKCA 24 upheld Investment Dealers Association of Canada v. MacBain, 2007 SKCA 70.
Investment Dealers Association of Canada v. MacBain, 2007 SKCA 70: Investment Dealers Association lacks jurisdiction to prosecute for alleged breaches of Code of Conduct
June 2007
McKercher LLP, Saskatchewan
